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Securities and Exchange Commission v. Forrester

United States District Court, S.D. Georgia, Savannah Division

April 9, 2019

SECURITIES AND EXCHANGE COMMISSION, Plaintiff,
v.
JARED GABRIEL FORRESTER, Defendant.

          ORDER OF PERMANENT INJUNCTION AND OTHER RELIEF AS TO DEFENDANT JARED GABRIEL FORRESTER

          R. STAN BAKER UNITED STATES DISTRICT JUDGE

         The Securities and Exchange Commission having filed a Complaint and Defendant Jared Gabriel Forrester (“Forrester” or “Defendant”) having entered an appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Order without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in paragraph V); waived findings of fact and conclusions of law; and waived any right to appeal from this Order:

         I. EXCHANGE ACT SECTION 10(b) AND RULE 10b-5

         IT IS ORDERED, ADJUDGED, AND DECREED that Defendant and Defendant's agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Order by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) [15 U.S.C. § 78j(b)] and Exchange Act Rule 10b-5 [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security:

         (a) to employ any device, scheme, or artifice to defraud;

         (b) to make any untrue statement of a material fact, or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or

         (c) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person by, directly or indirectly, (i) creating a false appearance or otherwise deceiving any person, or (ii) disseminating false or misleading documents, materials, or information or making, either orally or in writing, any false or misleading statement in any communication with any investor or prospective investor, about:

(A) any investment in or offering of securities,
(B) the registration status of such offering or of such securities,
(C) the prospects for success of any product or company,
(D) the use of investor funds; or
(E) the misappropriation of investor funds or investment proceeds.

         II. SECURITIES ACT SECTION 17(a)

         IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant and Defendant's agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Order by personal service or otherwise are permanently restrained and enjoined from violating Section 17(a) of the Securities Act of 1933 (the “Securities Act”) [15 U.S.C. § 77q(a)] in the offer or sale of any security by the use of ...


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