June 25, 2015
GEORGIA DEPARTMENT OF TRANSPORTATION
Cert. applied for.
Sovereign immunity. Bibb State Court. Before Judge Adams.
Samuel S. Olens, Attorney General, Kathleen M. Pacious, Deputy Attorney General, Loretta L. Pinkston, C. McLaurin Sitton, Senior Assistant Attorneys General, for appellant.
The Boston Law Firm, Russell M. Boston, Wendy S. Boston, for Wyche.
Carlock, Copeland, Semler & Stair, Kent T. Stair, Cheryl H. Shaw, for Moreland Altobelli Associates, Inc.
Drew, Eckl & Farnham, Stevan A. Miller, Melanie C. Eyre, for Reeves Construction Company.
MCMILLIAN, Judge. Barnes, P. J., and Ray, J., concur.
Defendant Georgia Department of Transportation (" DOT" ) appeals the trial court's order denying its motion to dismiss the complaint of Plaintiff Mary Wyche, individually and as surviving mother of Larry J. Bowen, Jr., deceased. Because we find that Wyche's claims against the DOT are barred by the doctrine of sovereign immunity for the reasons that follow, we reverse.
[332 Ga.App. 597] " We review de novo a trial court's ruling on a motion to dismiss based on sovereign immunity grounds, which is a matter of law. Factual findings are sustained if there
is evidence supporting them."  (Citation and punctuation omitted.) Bd. of Regents of the Univ. System of Ga. v. Canas, 295 Ga.App. 505, 509 (3) (672 S.E.2d 471) (2009).
So viewed, the record shows that Bowen was killed on the night of May 4, 2005 while employed as a construction worker by Reeves Construction Company (" Reeves" ). Reeves was performing paving work on Eisenhower Parkway in Macon, Georgia pursuant to a contract with the DOT for Project No. STP-3201(9). At approximately 11:20 p.m., Bowen was standing in the area of the intersection of Eisenhower Parkway and Log Cabin Drive when he was struck by a vehicle traveling south on Log Cabin Drive. He was then struck and dragged through the intersection by a second vehicle also traveling southbound on Log Cabin Drive. Tragically, he died at the scene. The drivers later deposed that they were proceeding through a green light at the intersection, which was " very dark," and that they did not see any signs indicating construction work was underway at the intersection. That evening, the only DOT employee present was Johnny Moss, a field materials inspector, who had just arrived to perform asphalt testing and was still stopped at the traffic light at the time of the accident. Also at the scene was Cedric Howard, an employee of Moreland Altobelli Associates, Inc. (" Moreland" ), which was under contract with the DOT to perform inspections and ensure that Reeves was in compliance with the DOT contract in all respects, including safety requirements.
On May 2, 2007, Wyche filed a complaint against the DOT and Moreland, asserting claims of ordinary and professional negligence [332 Ga.App. 598] against both defendants, alleging that their lack of inspection and planning left drivers " without positive guidance, conspicuous, and unambiguous road signage and appropriate lighting." With respect to the DOT, Wyche alleged that the DOT failed to inspect and enforce its contract with Moreland when it did not provide appropriate signage and lighting at the intersection and failed to oversee and train " its employees and agents as to appropriate inspection procedures." The DOT was subsequently granted leave to file a third-party complaint against Reeves for indemnification under their contract.
In its third-party complaint, the DOT cites Section 150 of the contract's Special Provisions, which " as supplemented by the Plans, Specifications, and Manual on Uniform Traffic Control Devices (MUTCD)," constitutes the project's " Traffic Control Plan." The DOT also cites subsection 150.01 of the contract, which provides that Reeves is responsible for " 'furnishing, installing, maintaining, and removing necessary traffic signs, barricades, lights, signals, cones, pavement markings and other traffic control devices and shall include flagging and other means for guidance and protection of vehicular and pedestrian traffic through the Work Zone.' " 
On March 7, 2014, the DOT filed a motion to dismiss on the grounds of sovereign immunity. Following a hearing, the trial court denied the motion, and this appeal followed.
1. In its first enumeration of error, the DOT asserts that the trial court erred in finding a waiver of sovereign immunity for the negligent acts committed by Reeves and Moreland, as independent contractors. The Georgia Constitution provides that sovereign immunity extends to the State and all of its departments and agencies. Ga. Const. of 1983, Art. I, Sec. II, Par. IX (e). [332 Ga.App. 599] This sovereign immunity can only be waived by a constitutional provision or an Act of the General Assembly that specifically provides for such waiver. Id. The Georgia Tort Claims Act (" GTCA" ) is one such Act and provides for a limited waiver of sovereign immunity for the torts of State employees while acting within the scope of their employment. See OCGA § 50-21-20 et seq.; Johnson v. Ga. Dept. of Human Resources, 278 Ga. 714, 715 (1) (606 S.E.2d 270) (2004).
In determining whether there has been a waiver of sovereign immunity, we must keep in mind that, " in acting for the public good and in responding to public need, state government must provide a broad range of services and perform a broad range of functions throughout the entire state, regardless of how much exposure to liability may be involved." (Citations omitted.) Bd. of Regents of the Univ. System of Ga. v. Brooks, 324 Ga.App. 15, 17 (1) (749 S.E.2d 23) (2013). For this reason, our legislature determined that " the exposure of the state treasury to tort liability must therefore be limited, and that state government should not have the duty to do everything that might be done." (Citation omitted.) Id. And, " the doctrine of sovereign immunity requires that the conditions and limitations of the statute that waives immunity be strictly followed." (Citation and punctuation omitted.) Id. Moreover, " [t]he party seeking to benefit from the waiver of sovereign immunity has the burden of proof to establish waiver." Id. at 16.
Wyche asserts that because the DOT has a nondelegable duty to maintain traffic safety in construction zones on state highways, the DOT can be held liable for the actions of contractors like Reeves and Moreland, which should be considered " employees" under the GTCA. This question has been answered unequivocally under state law. Although the DOT is tasked with the duty to " plan, designate, improve, manage, control, construct, and maintain a state highway system"  under the Georgia Code of Public Transportation, OCGA § 32-1-1 et seq., nothing in that Code prohibits the DOT from delegating its responsibilities to a private contractor. See Johnson, 278 Ga. at 716 (2) (state departments " have meaningful statutory responsibilities ... and they satisfy those responsibilities by exercising reasonable care in the selection and supervision of their independent contractors" ); Comanche Constr., Inc. of Ga. v. Dept. of Transp., 272 Ga.App. 766, 770 [332 Ga.App. 600] (2) (613 S.E.2d 158) (2005) (physical precedent only) (finding no language in the statute that would prohibit the DOT from delegating its responsibility to a private contractor through a construction contract). Here, the DOT delegated its responsibilities with respect to
Project No. STP-3201(9) to Reeves and Moreland under their respective contracts, including the responsibility for traffic control and inspections for contract compliance. And the DOT is correct that corporations and independent contractors doing business with the State are not included within the GTCA's definition of " employee." See OCGA § 50-21-22 (7); Brooks, 324 Ga.App. at 17-18 (1) (the State is immune from liability if the tort was committed by a third party). Thus, under the GTCA, the DOT's sovereign immunity has not been waived for the negligence committed by independent contractors such as Reeves or Moreland. Id.
Wyche now argues for the first time on appeal that the DOT was not permitted to delegate its duties to Reeves or Moreland because the State's project was partially funded by federal highway funds, and pursuant to 23 CFR § 635.105 (a), the DOT was required to maintain full authority over the construction project. However, " [a]s she raises [this] question for the first time on appeal, she presents nothing for us to consider." Kumar v. Hall, 262 Ga. 639, 644 (3) (423 S.E.2d 653) (1992). We also note that this Court rejected a similar argument in Comanche, and although it is physical precedent only, we find it persuasive. 272 Ga.App. at 771 (2). The plaintiff in Comanche also argued that federal regulations placed sole responsibility for traffic control plans on the DOT, but this Court found that nothing in those regulations necessarily rendered DOT ultimately liable for design decisions related to traffic control plans. Id. (" 23 CFR § 630.1010 (a) (4) (2004) specifically allows a state highway agency to permit a contractor to develop and use its own traffic control plan in a roadway project." ). And while the State is required to designate a person who will have " 'the primary responsibility and sufficient authority for assuring that the [plan is] effectively administered,' " there is " no reason why this requirement necessarily elevates DOT's involvement to something more than inspection and approval." Id. (quoting 23 CFR § 630.1010 (b) (2004)). See Ga. Dept. of Corrections v. James, 312 Ga.App. 190, 194 (1) (718 S.E.2d 55) (2011) (" Implied waivers of governmental immunity should not be favored. Thus, even if, pursuant to the cited statutory provisions, [the third parties] are subject to the DOC's rules and supervision, those statutory provisions [332 Ga.App. 601] did not authorize the trial court's ultimate conclusion that sovereign immunity was waived." ) (citations and punctuation omitted).
Accordingly, Wyche's claims against the DOT for negligence relating to the paving operations on the night of the accident, including the alleged failure to provide appropriate signage and lighting at the intersection, are actually claims based on the actions of one or more independent contractors and are barred by the doctrine of sovereign immunity. See Dept. of Transp. v. Jarvie, 329 Ga.App. 681, 683 (766 S.E.2d 94) (2014) (" GTCA's waiver of immunity does not include torts committed by independent contractors, so the DOT is not subject to suit for the conduct of its contractors, such as negligently designing the ... area's traffic plan or negligently driving the truck which caused [decedent's] death." ) (citations omitted); Ga. Dept. of Transp. v. Owens, 330 Ga.App. 123, 133-135 (4) (766 S.E.2d 569) (2014) (under the GTCA, independent contractor doing business with the State is not a state officer or employee and the DOT is not liable for traffic control plans implemented by an independent contractor).
2. With respect to Wyche's claims based on the DOT's own actions, essentially that it failed to inspect and ensure a proper traffic control plan, the DOT contends that the trial court erred in finding that the exceptions to the State's waiver of sovereign immunity with respect to its inspection powers or functions (OCGA § 50-21-24 (8)) or its licensing powers or functions (OCGA § 50-21-24 (9)) are inapplicable here. We will address each statutory exception in turn.
(a) To the extent the GTCA sets forth an exception to the waiver of sovereign immunity, the State and its departments remain immune from suit. See OCGA § 50-21-24 (setting forth 13 limitations to the State's waiver of sovereign immunity). One such
exception relates to the State's inspection powers. OCGA § 50-21-24 (8) provides:
The state shall have no liability for losses resulting from ... [i]nspection powers or functions, including failure to make an inspection or making an inadequate or negligent inspection of any property other than property owned by the state to determine whether the property complies with or violates any law, regulation, code, or ordinance or contains a hazard to health or safety[.]
And we have held that there is no principled distinction between the DOT's inspection of physical property to determine whether it complies with accepted safety standards and an inspection of construction plans. See, e.g., Magueur v. Dept. of Transp., 248 Ga.App. 575, 578 [332 Ga.App. 602] (547 S.E.2d 304) (2001) (" Because the duty allegedly breached by DOT -- i.e., a duty to inspect the construction plans and/or the property and to advise the county of any safety hazards -- falls within OCGA § 50-21-24 (8), DOT is entitled to sovereign immunity." ).
Here, Wyche's claims that the DOT was negligent in " approving construction plans and inspecting the physical property" clearly fall within this inspection exception. In asserting that the exception is inapplicable here, Wyche argues, and the trial court agreed, that because the accident occurred on a State-owned highway, the DOT is not immune from suit. The trial court, relying on Dept. of Transp. v. Kovalcik, 328 Ga.App. 185 (761 S.E.2d 584) (2014), which involved an accident on a State-owned highway after the construction was completed, concluded that the holding should also apply to this case involving an active construction project.
However, shortly after the trial court entered its order, this Court clarified the scope of this exception. In Jarvie, we held that the DOT was immune from liability under the inspection powers exception with respect to monitoring compliance with the DOT's conditions (including the submission of a traffic control plan) for approval of a contractor's request to stockpile rock in the median as part of a road-widening project on the interstate. 329 Ga.App. at 684. We found that the factual scenario presented was distinct from that in Kovalcik, " which involved inspecting a completed state roadway project with an allegedly hazardously designed curb and left turn lane[,]" whereas in Jarvie " the DOT's relevant on-site conduct was monitoring the method of construction as previously approved." Id. at 684, n. 14. And we rejected the plaintiffs' argument that the DOT's actions amounted to inspection of State property and should not be covered by the inspection powers exception, explaining:
[T]he conduct in this case amounts to oversight of construction activities for purposes of administering the contract, and it does not amount to an inspection of State property for regulatory compliance or safety hazards as contemplated by the language of OCGA § 50-21-24 (8). Absent a clear legislative directive, we decline to extend the waiver of sovereign immunity to include independent contractors' conduct even if the State actor in some way attempts to ensure that contractors are operating safely on a State-approved project.
(Footnote omitted.) Id. at 684.
So too here, to the extent that Wyche contends that the DOT was negligent in failing to adequately inspect the work performed by Reeves during the course of the paving project, her claims fall under [332 Ga.App. 603] the inspection powers exception, and the DOT is immune from those claims. See Jarvie, 329 Ga.App. at 684.
(b) In its order, without otherwise characterizing her claims, the trial court also concluded that Wyche " does not contend [the] DOT was negligent in any way as to its licensing power or function." We disagree.
OCGA § 50-21-24 (9) provides that the State shall have no liability for losses resulting from its " [l]icensing powers or functions, including, but not limited to, the issuance, denial, suspension, or revocation of or the failure or refusal to issue, deny, suspend, or revoke any permit, license, certificate, approval, order, or similar authorization." In Owens, C. W. Matthews Contracting Company contracted with the DOT to perform repaving
work on portions of I-75/85 in Atlanta. 330 Ga.App. at 124. In the early morning hours of May 16, 2010, while it was still very dark, a dump truck driver was delivering a load of asphalt to the construction site. Id. The driver was traveling approximately 15-25 miles per hour in the second lane over from the right shoulder, which lane was supposed to have been, and which he mistakenly believed had been, closed to normal traffic. Id. at 124-125. Owens, who was driving his Jeep in the second lane at 70 miles per hour at the time, struck the dump truck from behind and was killed. Id. at 125. This Court found that OCGA § 50-21-24 (9) shielded the DOT from liability for alleged negligence in approving a site-specific traffic control plan that was in effect on the date of the collision, explaining that " this exception, by its plain terms, is not strictly limited to decisions related to permits or licenses. Instead, it also applies as to decisions relating to issuance, denial, suspension, or revocation of approvals." (Emphasis in original.) Id. at 137 (4) (b).
Here, Reeves was performing paving work following the DOT's authorization granted in the Notice to Proceed issued on April 22, 2003. The DOT's review and approval of traffic control plans that were supposed to be submitted by Reeves and its alleged failure to suspend or revoke its approval thus fall within the licensing power exception. See Murray v. Ga. Dept. of Transp., 284 Ga.App. 263, 266 (2) (644 S.E.2d 290) (2007) (physical precedent only) (" the [licensing [332 Ga.App. 604] powers] exception grants broad immunity for losses resulting from virtually any action the State DOT could take regarding the authorization" to install a traffic light); Dept. of Transp. v. Cox, 246 Ga.App. 221, 225 (540 S.E.2d 218) (2000) (DOT immune as to claims arising out of the State's issuance of the construction permit and the State's alleged refusal to timely issue a permit for a traffic signal).
Accordingly, whether Wyche's claims are characterized as either claims that the DOT negligently approved Reeves' paving project or negligently inspected the project, they are barred under the doctrine of sovereign immunity. See Reidling v. City of Gainesville, 280 Ga.App. 698, 703 (1) (634 S.E.2d 862) (2006) (pursuant to OCGA § 50-21-24 (8) and (9), " sovereign immunity precludes plaintiffs' claims that the DOT either negligently approved the disposal site for the excess fill soil or negligently inspected the site" ). The trial court's denial of the DOT's motion to dismiss must be reversed.
Barnes, P. J., and Ray, J., concur.